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71	SR-CHX[removed]Page 52 of 80 Exhibit 5 Additions are underlined; deleted text is [in brackets] RULES OF CHICAGO STOCK EXCHANGE, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-09 15:14:43 Investment Finance Chicago Stock Exchange Order Regulation NMS Intermarket sweep order Immediate or cancel Electronic trade matching Uptick rule Stock market Financial markets Financial economics
72	CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify CBSX Rule 51.8 to Add Pegged Cross Orders, to Add an Interpretation Regarding Pricing of Cross Orders, and to Add Greater Flexibility t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-29 15:31:19 Economy of the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress Chicago Stock Exchange Securities Exchange Act Order Chicago Board Options Exchange Intermarket sweep order Stock market Financial economics Investment
73	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-24 12:04:46 Investment Finance Order Intermarket sweep order Immediate or cancel Algorithmic trading Securities Exchange Act New York Stock Exchange Short Stock market Financial economics Financial markets
74	18 of 26 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca Equities, Inc RULE 1 DEFINITIONS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-22 06:35:16 Investment Finance Order New York Stock Exchange Regulation NMS Market maker NYSE Arca Intermarket sweep order Stock market Financial markets Financial economics
75	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-12 13:40:05 Stock market 73rd United States Congress Investment Financial markets Financial regulation Securities Exchange Act Regulation NMS Intermarket sweep order U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
76	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 9, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-10 13:58:06 Investment Finance Order Regulation NMS Intermarket sweep order New York Stock Exchange NYSE Arca Market maker Immediate or cancel Stock market Financial economics Financial markets
77	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 28, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-29 06:31:12 Investment Finance Order NASDAQ Intermarket sweep order Securities Exchange Act Short Algorithmic trading Financial economics Financial markets Stock market
78	SR-BOX[removed]Page 17 of 20 EXHIBIT 5 New language Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-06 09:19:29 Investment Finance Order Intermarket sweep order Market maker Intermarket analysis Stock market Financial markets Financial economics
79	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]April 17, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Approving Proposed Rule Change to Modif Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 06:07:24 Investment Finance Order Market maker Best execution Intermarket sweep order Securities Exchange Act Pricing Dark liquidity Stock market Financial markets Financial economics
80	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Topaz[removed]January 27, 2014 Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-28 08:13:38 Investment Finance Order Intermarket sweep order Market maker Futures contract Algorithmic trading International Securities Exchange Securities Exchange Act Financial economics Stock market Financial markets

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